做空攻击：美股和港股上市公司如何应对
香港场研讨会详情
星期三
2023 年 4 月 26 日
1:45 p.m. – 签到
2:00 p.m. – 活动开始
5:00 p.m. – 活动结束
港办公室
香港中环康乐广场八号
交易广场一期十八楼
研讨会主题
随着中国资本市场的复苏和美国公众公司会计监督委员会（PCAOB）完成对中概股审计事务所的检查，近期针对在美国和香港上市的中国公司的做空事件愈发常见，股价下跌、集体诉讼或监管调查往往随之而来。上市公司如何做好准备，防范可能的做空活动？
来自达信保险的嘉宾也将出席研讨会，与我们一起分享公司克服这些挑战的成功案例。
研讨会的主要议题包括：
做空机构常用手段与应对
独立调查应关注的领域与常见的挑战
美股上市公司如何应对做空机构攻击
证券诉讼风险与保险
演讲人
徐辉
瑞生合伙人，北京办事处首席代表及亚洲诉讼部门主席
多米尼克·盖泽
瑞生合伙人
吴学初
单蔼然
大中华区主管合伙人，安永法证及诚信合规服务，安永（中国）企业咨询有限公司
张俊
华北区主管合伙人，安永法证及诚信合规服务，安永（中国）企业咨询有限公司
陈炽
合伙人，安永法证及诚信合规服务，安永（中国）企业咨询有限公司
何会斌
达信（中国）保险经纪有限公司副总裁
报名方式
程序进行报名，如有任何问题，请与下列联系人联络。活动确认函将于4月25日（周二）前以Email形式发出。
联系人：翟先生
【Invitation】Attack of the short sellers: How US and Hong Kong listed companies can prepare
Seminar Details
Wednesday
26 April 2023
1:45 p.m. – Registration
2:00 p.m. – Seminar starts
5:00 p.m. – End of seminar
Latham & Watkins LLP
18/F, One Exchange Square
Central, Hong Kong
Seminar Topics
In tandem with the revival of the IPO market in the Chinese Mainland/Hong Kong and the milestone achievement of the Public Company Accounting Oversight Board auditor inspection, short sellers have become active again in targeting Chinese companies listed on US and Hong Kong exchanges in recent months. Plummeted share prices, class actions or regulatory investigations often ensue from such attacks. How can public companies prepare for and prevent future short seller campaigns?
Ernst & Young (China) Advisory Limited and Latham & Watkins invite you to a seminar focused on dissecting recent short selling incidents and helping boards understand the legal and regulatory risks and navigate through the crisis. We will be joined by our guest from Marsh Insurance in sharing success stories of listed companies overcoming these challenges.
Join us in person for an insightful discussion covering:
Common tactics of short-selling institutions and listed companies’ readiness for a potential attack
Focus areas and common challenges of independent investigations
How to address issues arising from short seller attacks against US listed companies
Securities litigation risks and insurances
Registration
Please register through the WeChat mini program below. If your registration is successful, the confirmation letter for this event will be sent via email before Tuesday, 25 April.
Contact: Mr. Zhai
